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FRI Questionnaire winner
Congratulations to Cora Lane and the Banking Supervision Department of the Central Bank of Ireland who have been chosen as the lucky recipients of the bottle of Champagne, for returning their questionnaire.
Many thanks to all those subscribers who..
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
NYSE goes decimal
The New York Stock Exchange has started trading in decimals, in a move planned for almost three years. Nearly 3,400 stocks that until now have been traded in halves, quarters, eighths and sixteenths have gone decimal under the SEC’s..
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
London Stock Exchange confirms first woman head
The London Stock Exchange has confirmed that Clara Furse will be installed as its first woman chief executive, replacing Gavin Casey who quit in September.
The forty three-year-old, an ex-investment banker is renowned in the city for her forceful..
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
Newspoints
Online brokerage fails in spot checks
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
Malaysia
Budget 2001- A New Direction for Malaysia
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
Hong Kong
Relaxation of requirements in respect of preliminary announcement of annual results
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
US
SEC adopts rule prohibiting misleading mutual fund names
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
Netherlands
Dutch financial regulators streamline information to consumers
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
Spain
Banco de España adds new instruments to national set-off system
Online Published Date:
01 February 2001
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4.2 - 01 February 2001
Italy
EU Commission investigates fiscal aid to Italian banks
Online Published Date:
01 February 2001
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4.2 - 01 February 2001
Germany
German minister announces plans for super-regulator
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
France
Compulsory use of the French language in prospectuses
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
UK
Supplement to the Draft Code of Market Conduct
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
UK Financial Services Authority Announces Priorities and Budget for the coming year
The High Level Transitional Priorities
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
The Legal Implications of on-line trading
By Edward Black (ebb@dentonwildesapte.com), Partner and Jean Hughes (jyh@dentonwildesapte.com), Senior Solicitor, Denton Wilde Sapte.
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
IOSCO and CPSS recommendations published
The International Organisation of Securities Commissions (IOSCO) and the Committee on Payment Settlement Systems (CPSS) have jointly drawn up recommendations for the design and operation of securities settlement systems.
The report identifies..
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
Basel Committee Consultation Paper on customer due diligence
The Basel Committee has issued a consultation paper providing guidance to banks and banking supervisors on customer due diligence. The paper, drafted by the Working Group on Cross-border Banking, a joint working group of the Basel Committee and the..
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001
New Accord
Dr G A Walker. International Banking and Finance Law Unit, Centre for Commercial Law Studies, London
Online Published Date:
01 February 2001
Appeared in issue:
4.2 - 01 February 2001